{"id":7385,"date":"2021-03-19T08:58:04","date_gmt":"2021-03-19T00:58:04","guid":{"rendered":"https:\/\/www.phillipnova.com.sg?page_id=7385"},"modified":"2023-09-18T10:49:24","modified_gmt":"2023-09-18T02:49:24","slug":"important-notes-for-investors","status":"publish","type":"page","link":"https:\/\/www.phillipnova.com.sg\/cn\/important-notes-for-investors\/","title":{"rendered":"\u6295\u8d44\u8005\u6ce8\u610f\u4e8b\u9879"},"content":{"rendered":"
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\u91cd\u8981\u7b14\u8bb0<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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\u81f4\u6295\u8d44\u8005<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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1.\u7981\u6b62\u4ea4\u6613\u884c\u4e3a<\/strong><\/h4>

\u5efa\u8bae\u6240\u6709\u5ba2\u6237\u653e\u5f03\u300a\u8bc1\u5238\u4e0e\u671f\u8d27\u6cd5\u300b\uff08\u7b2c289\u7ae0\uff09\u4e2d\u6982\u8ff0\u7684\u4ee5\u4e0b\u7981\u6b62\u884c\u4e3a\uff1a<\/p>

SFA 206\u865a\u5047\u4ea4\u6613<\/strong>
\u4efb\u4f55\u4eba\u5747\u4e0d\u5f97\u5728\u671f\u8d27\u5e02\u573a\u4e0a\u7684\u4efb\u4f55\u671f\u8d27\u5408\u7ea6\u4e2d\u6216\u4e0e\u6760\u6746\u5f0f\u5916\u6c47\u4ea4\u6613\u6709\u5173\u7684\u60c5\u51b5\u4e0b\uff0c\u5efa\u7acb\u6216\u8fdb\u884c\u4efb\u4f55\u65e8\u5728\u6216\u53ef\u80fd\u9020\u6210\u7684\u865a\u5047\u6216\u5177\u8bef\u5bfc\u6027\u7684\u6d3b\u8dc3\u4ea4\u6613\u8868\u8c61\uff0c\u6216\u5173\u4e8e\u4ee5\u4e0b\u65b9\u9762\u7684\u865a\u5047\u6216\u8bef\u5bfc\u6027\u8868\u8c61\u4e0e\u6760\u6746\u5f0f\u5916\u6c47\u4ea4\u6613\u6709\u5173\u7684\u671f\u8d27\u5e02\u573a\u6216\u5916\u6c47\u4e0a\u7684\u671f\u8d27\u5408\u7ea6\u7684\u5e02\u573a\u6216\u4ef7\u683c\u3002<\/p>

SFA 207\u94f2\u6597<\/strong>
\u4efb\u4f55\u4eba\u5747\u4e0d\u5f97\u5728\u672a\u6309\u7167\u5546\u4e1a\u89c4\u5219\u548c\u60ef\u4f8b\u771f\u6b63\u8fdb\u884c\u671f\u8d27\u5408\u540c\u7684\u771f\u5b9e\u8d2d\u4e70\u6216\u51fa\u552e\u7684\u60c5\u51b5\u4e0b\uff0c\u6709\u610f\u5730\u6267\u884c\u6216\u5c06\u81ea\u5df1\u89c6\u4e3a\u6267\u884c\u4e86\u5728\u671f\u8d27\u5e02\u573a\u4e0a\u8d2d\u4e70\u6216\u51fa\u552e\u671f\u8d27\u5408\u540c\u7684\u547d\u4ee4\u3002\u671f\u8d27\u5e02\u573a\u7684\u60ef\u4f8b\u3002
\u4efb\u4f55\u4eba\u4e0d\u5f97\u5728\u672a\u6309\u7167\u8be5\u547d\u4ee4\u8fdb\u884c\u771f\u8bda\u7684\u4e70\u5356\u7684\u60c5\u51b5\u4e0b\uff0c\u6709\u610f\u5730\u6267\u884c\u6216\u5c06\u81ea\u5df1\u89c6\u4e3a\u6267\u884c\u4e86\u4e0e\u6760\u6746\u5f0f\u5916\u6c47\u4ea4\u6613\u6709\u5173\u7684\u5916\u6c47\u4e70\u5356\u7684\u547d\u4ee4\u3002<\/p>

SFA 208\u64cd\u7eb5\u671f\u8d27\u5408\u7ea6\u4ef7\u683c\u548c\u8f6c\u4ed3<\/strong>
\u4efb\u4f55\u4eba\u90fd\u4e0d\u5f97\u76f4\u63a5\u6216\u95f4\u63a5\u5730-
\u64cd\u7eb5\u6216\u8bd5\u56fe\u64cd\u7eb5\u53ef\u80fd\u5728\u671f\u8d27\u5e02\u573a\u4e0a\u4ea4\u6613\u7684\u671f\u8d27\u5408\u7ea6\u7684\u4ef7\u683c\uff0c\u6216\u64cd\u7eb5\u8be5\u671f\u8d27\u5408\u7ea6\u6807\u7684\u7684\u4efb\u4f55\u5546\u54c1\u7684\u4ef7\u683c\uff1b\u6216\u8005
\u62d0\u5f2f\u6216\u8bd5\u56fe\u62d0\u5f2f\u5c5e\u4e8e\u671f\u8d27\u5408\u7ea6\u6807\u7684\u7684\u4efb\u4f55\u5546\u54c1\u3002<\/p>

SFA 209\u6b3a\u8bc8\u6027\u8bf1\u4f7f\u4eba\u4eec\u8fdb\u884c\u671f\u8d27\u5408\u7ea6\u4ea4\u6613<\/strong>
\u4efb\u4f55\u4eba\u90fd\u4e0d\u5f97\u76f4\u63a5\u6216\u95f4\u63a5\u5730-
\u901a\u8fc7\u53d1\u8868\u6216\u53d1\u8868\u4ed6\u77e5\u9053\u6216\u7406\u5e94\u77e5\u9053\u7684\u865a\u5047\uff0c\u8bef\u5bfc\u6216\u6b3a\u9a97\u6027\u7684\u9648\u8ff0\uff0c\u8bfa\u8a00\u6216\u9884\u6d4b\uff1b
\u4e0d\u8bda\u5b9e\u5730\u9690\u7792\u91cd\u5927\u4e8b\u5b9e\uff1b
\u9c81making\u5730\u4f5c\u51fa\u6216\u53d1\u5e03\u865a\u5047\uff0c\u8bef\u5bfc\u6216\u6b3a\u9a97\u6027\u7684\u9648\u8ff0\uff0c\u627f\u8bfa\u6216\u9884\u6d4b\uff1b\u6216\u8005
\u901a\u8fc7\u8bb0\u5f55\u6216\u5b58\u50a8\u4ed6\u77e5\u9053\u5728\u91cd\u5927\u7ec6\u8282\u4e0a\u662f\u865a\u5047\u6216\u8bef\u5bfc\u7684\u4efb\u4f55\u673a\u68b0\uff0c\u7535\u5b50\u6216\u5176\u4ed6\u8bbe\u5907\u4fe1\u606f\uff0c\u8bf1\u4f7f\u6216\u8bd5\u56fe\u8bf1\u4f7f\u4ed6\u4eba\u8fdb\u884c\u671f\u8d27\u5408\u7ea6\u4ea4\u6613\u6216\u4ece\u4e8b\u6760\u6746\u5916\u6c47\u4ea4\u6613\u4ea4\u6613\u6240\u4ea4\u6613\u3002
\u5728\u9488\u5bf9\u56e0\u8fdd\u53cd\u7b2c\uff081\uff09\u6b3e\u800c\u901a\u8fc7\u8bb0\u5f55\u6216\u5b58\u50a8\u7b2c\uff081\uff09\uff08d\uff09\u6b3e\u6240\u8ff0\u7684\u4fe1\u606f\u800c\u6784\u6210\u7684\u4efb\u4f55\u4eba\u7684\u8bc9\u8bbc\u4e2d\uff0c\u5982\u679c\u786e\u5b9a\u5728\u88ab\u544a\u5982\u6b64\u8bb0\u5f55\u6216\u5b58\u50a8\u8be5\u4fe1\u606f\u540e\uff0c\u4ed6\u6ca1\u6709\u5408\u7406\u7684\u7406\u7531\u671f\u671b\u8be5\u4fe1\u606f\u53ef\u4f9b\u5176\u4ed6\u4efb\u4f55\u4eba\u4f7f\u7528\u3002<\/p>

SFA 210\u96c7\u7528\u6b3a\u8bc8\u6216\u6b3a\u9a97\u624b\u6bb5\u7b49<\/strong>
\u4efb\u4f55\u4eba\u4e0d\u5f97\u76f4\u63a5\u6216\u95f4\u63a5\u5730\u53c2\u4e0e\u6d89\u53ca\u671f\u8d27\u5408\u7ea6\u4ea4\u6613\u6216\u6760\u6746\u5f0f\u5916\u6c47\u4ea4\u6613\u7684\u4efb\u4f55\u4ea4\u6613-
\u91c7\u53d6\u4efb\u4f55\u624b\u6bb5\uff0c\u65b9\u6848\u6216\u624b\u6bb5\u8fdb\u884c\u6b3a\u8bc8\uff1b
\u4ece\u4e8b\u4efb\u4f55\u4ee5\u6b3a\u8bc8\u6216\u6b3a\u9a97\u7684\u65b9\u5f0f\u884c\u4e8b\uff0c\u6216\u53ef\u80fd\u4ee5\u6b3a\u8bc8\u6216\u6b3a\u9a97\u7684\u65b9\u5f0f\u884c\u4e8b\u7684\u884c\u4e3a\uff0c\u60ef\u4f8b\u6216\u4e1a\u52a1\u6d3b\u52a8\uff1b
\u5bf9\u91cd\u5927\u4e8b\u5b9e\u4f5c\u51fa\u4efb\u4f55\u865a\u5047\u9648\u8ff0\uff1b\u6216\u8005
\u5ffd\u7565\u9648\u8ff0\u5fc5\u8981\u7684\u91cd\u8981\u4e8b\u5b9e\uff0c\u4ee5\u6839\u636e\u9648\u8ff0\u7684\u60c5\u51b5\u505a\u51fa\u9648\u8ff0\uff0c\u4e0d\u4f1a\u4ea7\u751f\u8bef\u5bfc\u3002<\/p>

SFA 211-\u4f20\u64ad\u6709\u5173\u975e\u6cd5\u4ea4\u6613\u7684\u4fe1\u606f<\/strong>
\u4efb\u4f55\u4eba\u4e0d\u5f97\u6563\u5e03\uff0c\u6563\u5e03\u6216\u6388\u6743\u6216\u53c2\u4e0e\u6563\u5e03\u6216\u6563\u5e03\u4efb\u4f55\u58f0\u660e\u6216\u4fe1\u606f\uff0c\u4ee5\u8868\u660e\u4e0e\u6760\u6746\u5f0f\u5916\u6c47\u4ea4\u6613\u6709\u5173\u7684\u4e00\u7c7b\u671f\u8d27\u5408\u7ea6\u6216\u5916\u6c47\u7684\u4ef7\u683c\u5c06\u6216\u5c06\u4e0d\u4f1a\u53ef\u80fd\u7531\u4e8e\u4e00\u4e2a\u6216\u591a\u4e2a\u4eba\u7684\u5e02\u573a\u8fd0\u4f5c\u800c\u4e0a\u5347\uff0c\u4e0b\u964d\u6216\u7ef4\u6301\uff0c\u800c\u636e\u4ed6\u6240\u77e5\uff0c\u8fd9\u662f\u8fdd\u53cd\u7b2c206\u3001207\u3001208\u3001209\u6216210\u6761\u800c\u8fdb\u884c\u7684\uff0c\u5982\u679c-
\u8be5\u4eba\u6216\u4e0e\u8be5\u4eba\u6709\u8054\u7cfb\u7684\u4eba\u5df2\u7ecf\u8fdb\u884c\u4e86\u8fd9\u79cd\u5e02\u573a\u64cd\u4f5c\uff1b\u6216\u8be5\u4eba\u6216\u4e0e\u8be5\u4eba\u6709\u5173\u8054\u7684\u4eba\u5df2\u7ecf\u6216\u9884\u671f\u76f4\u63a5\u6216\u95f4\u63a5\u5730\u83b7\u5f97\u4e86\u6709\u5173\u5bf9\u672c\u58f0\u660e\u6216\u4fe1\u606f\u8fdb\u884c\u6563\u53d1\u6216\u4f20\u64ad\uff0c\u6216\u6388\u6743\u6216\u4e0e\u8be5\u6563\u53d1\u6216\u4f20\u64ad\u6709\u5173\u7684\u4efb\u4f55\u5bf9\u4ef7\u6216\u5229\u76ca\u3002<\/p>

SFA 212\u7f5a\u5219<\/strong>
\u4efb\u4f55\u4eba\u8fdd\u53cd\u672c\u90e8\u95e8\u7684\u4efb\u4f55\u89c4\u5b9a\uff0c\u5373\u5c5e\u72af\u7f6a\uff0c\u4e00\u7ecf\u5b9a\u7f6a\uff0c\u53ef\u5904\u4e0d\u8d85\u8fc7$250,000\u7684\u7f5a\u6b3e\u6216\u4e0d\u8d85\u8fc77\u5e74\u7684\u76d1\u7981\uff0c\u6216\u4e24\u8005\u517c\u65bd\u3002
\u5728\u6cd5\u9662\u9488\u5bf9\u67d0\u4eba\u8fdd\u53cd\u672c\u5206\u90e8\u7684\u547d\u4ee4\u4e0b\uff0c\u6839\u636e\u7b2c232\u6761\u5bf9\u8be5\u4eba\u652f\u4ed8\u6c11\u4e8b\u7f5a\u6b3e\u540e\uff0c\u4e0d\u5f97\u9488\u5bf9\u8be5\u4eba\u7684\u8fdd\u6cd5\u884c\u4e3a\u63d0\u8d77\u8bc9\u8bbc\u3002<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t

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2.\u7535\u5b50\u4ea4\u6613\u98ce\u9669<\/strong><\/h4>

2.1\u5b9e\u65f6\u4ef7\u683c<\/strong>
\u4e92\u8054\u7f51\u8fde\u63a5\u7684\u901f\u5ea6\u548c\u8d28\u91cf\u5c06\u5f71\u54cd\u6211\u4eec\u4ea4\u6613\u5e73\u53f0\u4e2d\u5b9e\u65f6\u4ef7\u683c\u7684\u6027\u80fd\u548c\u51c6\u786e\u6027\u3002
\u5efa\u8bae\u4f7f\u7528\u5bbd\u5e26Internet\u8fde\u63a5\u8fdb\u884c\u5728\u7ebf\u4ea4\u6613\u3002<\/p>

2.2\u5bc6\u7801<\/strong>
\u4e92\u8054\u7f51\u4ea4\u6613\u5bc6\u7801\u5fc5\u987b\u59cb\u7ec8\u4fdd\u5bc6
\u5b9a\u671f\u66f4\u6539\u60a8\u7684\u4e92\u8054\u7f51\u4ea4\u6613\u5bc6\u7801
\u5728\u6bcf\u6b21\u4f1a\u8bdd\u540e\uff0c\u59cb\u7ec8\u6e05\u9664\u6d4f\u89c8\u5668\u7684\u7f13\u5b58\u548c\u5386\u53f2\u8bb0\u5f55\uff0c\u4ee5\u4fbf\u5220\u9664\u60a8\u7684\u5e10\u6237\u4fe1\u606f\u3002
\u5efa\u8bae\u4e0d\u8981\u4f7f\u7528\u6d4f\u89c8\u5668\u7684\u201c\u81ea\u52a8\u5b8c\u6210\u201d\u529f\u80fd\u6765\u4fdd\u5b58\u7528\u6237\u540d\u548c\u5bc6\u7801\u3002\u6b64\u51fd\u6570\u5b58\u50a8\u5e76\u5217\u51fa\u60a8\u5148\u524d\u952e\u5165\u7684\u6761\u76ee\u4e2d\u53ef\u80fd\u5b58\u5728\u7684\u5339\u914d\u9879\u3002<\/p>

2.3\u75c5\u6bd2\uff0c\u95f4\u8c0d\u8f6f\u4ef6\u548c\u5e7f\u544a\u8f6f\u4ef6<\/strong>
\u59cb\u7ec8\u4f7f\u7528\u6700\u65b0\u7684\u9632\u75c5\u6bd2\u8f6f\u4ef6\u548c\u95f4\u8c0d\u8f6f\u4ef6\u7a0b\u5e8f\u5b89\u88c5\u8ba1\u7b97\u673a\u3002
\u5b9a\u671f\u626b\u63cf\u8ba1\u7b97\u673a\u4ee5\u9694\u79bb\u5e76\u5220\u9664\u8ba1\u7b97\u673a\u4e2d\u7684\u4efb\u4f55\u75c5\u6bd2\/\u95f4\u8c0d\u8f6f\u4ef6\/\u5e7f\u544a\u8f6f\u4ef6\u3002
\u907f\u514d\u4ece\u53ef\u7591\u7684\u672a\u77e5\u6765\u6e90\u4e0b\u8f7d\u7a0b\u5e8f\u548c\u7535\u5b50\u90ae\u4ef6\u9644\u4ef6\u3002<\/p>

2.4\u7f51\u7edc\u9493\u9c7c<\/strong>
\u7f51\u7edc\u9493\u9c7c\u662f\u901a\u8fc7\u4f2a\u88c5\u6210\u7535\u5b50\u901a\u4fe1\u4e2d\u7684\u53ef\u4fe1\u8d56\u5b9e\u4f53\uff0c\u4ee5\u72af\u7f6a\u548c\u6b3a\u8bc8\u65b9\u5f0f\u83b7\u53d6\u654f\u611f\u4fe1\u606f\uff08\u4f8b\u5982\u7528\u6237\u540d\uff0c\u5bc6\u7801\u548c\u4fe1\u7528\u5361\u8be6\u7ec6\u4fe1\u606f\uff09\u7684\u5c1d\u8bd5\u3002
\u7f51\u7edc\u9493\u9c7c\u901a\u5e38\u901a\u8fc7\u7535\u5b50\u90ae\u4ef6\u6216\u5373\u65f6\u6d88\u606f\u4f20\u9012\u6765\u6267\u884c\uff0c\u5e76\u7ecf\u5e38\u5f15\u5bfc\u7528\u6237\u5728\u7f51\u7ad9\u4e0a\u8f93\u5165\u8be6\u7ec6\u4fe1\u606f\u3002
\u4e3a\u9632\u6b62\u7f51\u7edc\u9493\u9c7c\uff0c\u5207\u52ff\u5c06\u5bc6\u7801\u6cc4\u9732\u7ed9\u4efb\u4f55\u4eba\u3002\u6000\u7591\u4efb\u4f55\u8981\u6c42\u60a8\u63d0\u4f9b\u654f\u611f\u5e10\u6237\u4fe1\u606f\u7684\u7535\u5b50\u90ae\u4ef6\u6216\u5373\u65f6\u6d88\u606f\u3002
\u5982\u679c\u60a8\u6536\u5230\u6b64\u7c7b\u7535\u5b50\u90ae\u4ef6\u6216\u5373\u65f6\u6d88\u606f\uff0c\u8bf7\u4e0d\u8981\u56de\u590d\u6216\u5355\u51fb\u7535\u5b50\u90ae\u4ef6\u6216\u5373\u65f6\u6d88\u606f\u4e2d\u7684\u94fe\u63a5\u3002
\u59cb\u7ec8\u901a\u8fc7 URL \u8bbf\u95ee\u6211\u4eec\u7684\u7f51\u7ad9 www.phillipnova.com.sg<\/a>.<\/p>

2.5\u4fdd\u62a4\u60a8\u7684\u65e0\u7ebf\u7f51\u7edc<\/strong>
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3.\u505c\u673a\u65f6\u95f4\u884c\u52a8<\/strong><\/h4>

\u5982\u679c Phillip Nova \u63d0\u4f9b\u7684\u4e92\u8054\u7f51\u5e73\u53f0\u4e0d\u53ef\u7528\uff0c
\u8bf7\u8054\u7cfb\uff1a<\/p>

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4.\u63d0\u524d\u6e05\u7b97\u6d89\u53ca\u5b9e\u7269\u4ea4\u6536\/\u4ea4\u5272\u7684\u5934\u5bf8\u7684\u901a\u77e5<\/strong><\/h4>

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Phillip Nova \u4fdd\u7559\u5728\u8be5\u5b9e\u7269\u4ea4\u5272\u4ea7\u54c1\u7684\u7b2c\u4e00\u4e2a\u901a\u77e5\u65e5\u6216\u6700\u540e\u4ea4\u6613\u65e5\u4e4b\u524d\u7684\u4e24\u4e2a\u5de5\u4f5c\u65e5\u7684\u8425\u4e1a\u65e5\u7ed3\u675f\u65f6\u6e05\u7b97\u4efb\u4f55\u672a\u5e73\u4ed3\u5934\u5bf8\u7684\u6743\u5229\uff0c\u65e0\u8bba\u5ba2\u6237\u662f\u5426\u5df2\u7ed9\u4e88\u540c\u610f\u6216\u88ab\u901a\u77e5\u3002<\/p>

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\u6295\u8d44\u8005\u987b\u77e5 1. \u7981\u6b62\u7684\u4ea4\u6613\u884c\u4e3a \u5efa\u8bae\u6240\u6709\u5ba2\u6237\u907f\u514d\u300a\u8bc1\u5238\u4e0e\u671f\u8d27\u6cd5\u300b\uff08\u7b2c 289 \u7ae0\uff09\u4e2d\u6982\u8ff0\u7684\u4ee5\u4e0b\u7981\u6b62\u884c\u4e3a\uff1a SFA 206 \u865a\u5047\u4ea4\u6613 \u4efb\u4f55\u4eba\u4e0d\u5f97\u521b\u9020\u6216\u505a\u4efb\u4f55\u6709\u610f\u6216\u53ef\u80fd\u521b\u9020\u7684\u884c\u4e3a\uff0c\u4efb\u4f55 [...] \u4e2d\u6d3b\u8dc3\u4ea4\u6613\u7684\u865a\u5047\u6216\u8bef\u5bfc\u6027\u8868\u73b0<\/p>","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-7385","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"\nImportant Notes For Investors - Phillip Nova - Bringing global markets closer to you<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.phillipnova.com.sg\/cn\/important-notes-for-investors\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Important Notes For Investors - Phillip Nova - Bringing global markets closer to you\" \/>\n<meta property=\"og:description\" content=\"Important Notes For Investors 1. 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